What is a SOC Report and Why Is It Important to My 401(k) Plan?
Many third-party providers such as record keepers, custodians or trustees will have something called a SOC Report which…
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April 29, 2019
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April 10, 2019
I Received a 401(k) Audit Deficiency. What Happens Next?
As your auditor finishes the testing for your audit, they may identify items that they believe are incorrect…
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March 19, 2019
What is a 401(k) Plan Census?
In the first part of any plan year, your record-keeper will routinely ask you to prepare or review…
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March 18, 2019
401(k) Plan: The 80 – 120 Rule
You may have heard of something called the 80 – 120 Rule but were not sure how it…
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November 12, 2018
401(k) Participant Loans
Many 401(k) plans offer participants the option to initiate a loan against the amounts accumulated in their 401(k)…
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August 6, 2018
Insurance General Account Investments for 401(k) Plans
There are many different investment options available to a Plan Sponsor when initiating a new or administering an…
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July 16, 2018
401(k) Plan Investments | Target Date Funds
There are many different investment options available to a plan sponsor when initiating a new or administering an…
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February 7, 2018
Yes, You Must Have A Fidelity Bond For Your 401(k) Plan
All employee benefit plans, including 401(k) plans, must be protected by a fidelity bond. But, what is it,…
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May 27, 2017
Full Scope vs. Limited Scope Audit
When you own a business that offers employees a 401(k) or other retirement plans, it’s a good bet…
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August 9, 2016
Why you need an independent auditor
Independent Auditor: Everything you need to know. Each business will come to the point in its course where…
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