Scott joins Claris Advisors, LLC, an affiliate of Anders, as a portfolio advisor to provide tax-efficient investing, portfolio management and financial planning to clients. Having previously worked as a broker and business accountability specialist, Scott brings a client-driven approach to advising that is grounded in industry experience. Prior to joining the firm, Scott worked as a licensed broker for Charles Schwab & Co, where he placed trades, educated clients and solved problems on their behalf. Scott also has experience in compliance, safeguarding clients by ensuring regulatory adherence with the Financial Industry Regulatory Authority (FINRA). Scott enjoys relying on his years as an English and Social Studies teacher in Honduras, Japan and Florida to help him connect with and educate his clients.
Joined the firm in 2024
Education & Certifications
Series 7
Series 63
M.S., Urban Planning, University of Illinois Urbana-Champaign, Ubana, IL
B.A., Political Science, University of South Carolina, Columbia, SC
B.A., Spanish, University of South Carolina, Columbia, SC
scott-r-humphrey
Scott R. Humphrey
Portfolio Advisor
Specialties
Portfolio Management
Regulatory Compliance
Trading and Securities Analysis
About Scott
Professional Profile
Scott joins Claris Advisors, LLC, an affiliate of Anders, as a portfolio advisor to provide tax-efficient investing, portfolio management and financial planning to clients. Having previously worked as a broker and business accountability specialist, Scott brings a client-driven approach to advising that is grounded in industry experience. Prior to joining the firm, Scott worked as a licensed broker for Charles Schwab & Co, where he placed trades, educated clients and solved problems on their behalf. Scott also has experience in compliance, safeguarding clients by ensuring regulatory adherence with the Financial Industry Regulatory Authority (FINRA). Scott enjoys relying on his years as an English and Social Studies teacher in Honduras, Japan and Florida to help him connect with and educate his clients.
Joined the firm in 2024
Education & Certifications
Series 7
Series 63
M.S., Urban Planning, University of Illinois Urbana-Champaign, Ubana, IL
B.A., Political Science, University of South Carolina, Columbia, SC
B.A., Spanish, University of South Carolina, Columbia, SC
Keep up with Anders
Want to keep up with all the latest insights from Anders? Subscribe and receive the information that matters to you.
